FCPA Enforcement Cases | The Export Practitioner

FCPA Enforcement Cases



2020

Beam Suntory DPA 10-23-20

Goldman Sachs SEC Order 10-22-20

J&F SEC Order 10-14-20

Sargeant Marine Information 09-22-20

Herbalife SEC Order 08-28-20

World Acceptance SEC Order 08-06-20

Alexion SEC Order 07-02-20

Novartis SEC 06-25-20

ENI SEC Order 04-17-20

Berko SEC Complaint 04-13-20

Cardinal Health SEC Order 02-28-20

2019

Ericsson SEC Complaint 12-06-19

Barclays SEC Order 09-27-19

Quad Graphics SEC order 09-26-19

Juniper SEC Order 08-29-19

Deutsche Bank SEC Order 08-22-19

Microsoft SEC order 07-22-19

Walmart Plea Agreement Statement of Facts 06-20-19

Telefonica Brasil SEC Order 05-09-19

Fresenius SEC Order 03-29-19

Cognizant SEC Order 02-15-19


2018

Polycom SEC Order 12-26-18

Centrais Elétricas Brasileiras S.A. (12/26/18)

Vantage Drilling SEC Order 11-19-18

Stryker SEC 09-28-18

United Technologies SEC 09-12-18

Legg Mason SEC Order 08-27-18

Credit Suisse SEC Order 07-05-18

Panasonic SEC order 04-30-18

Dun and Bradstreet SEC 04-23-18

Kinross SEC 03-26-18

Elbit Imaging SEC 03-09-18


2017

Telia SEC Order 09-21-17

Alere SEC 09-28-17

Halliburton SEC Settlement 07-27-17

Orthofix SEC Order 01-18-17

Rolls Royce DPA 01-17-17

SQM SEC 01-13-17

Biomet SEC Order 01-12-17

2016

General Cable SEC 12-29-16

Teva SEC 12-22-16

Braskem SEC 12-21-16

JP Morgan SEC Order 11-17-16

Embraer SEC Order 10-24-16

GlaxoSmithKline SEC Order 09-30-16

AstraZeneca SEC Order 08-30-16

Lan Airlines SEC 07-25-16

Johnson Controls SEC Order 07-11-16

Analogic SEC 06-21-16

Las Vegas Sands SEC 04-06-16

Novartis SEC 03-23-16

OLA Deferred-Prosecution-Agreement 03-02-16

OCA Deferred-Prosecution-Agreement 03-02-16

Qualcomm SEC Order 03-01-16

Vimpelcom Civil Complaint 02-18-16

PTC SEC Order 02-16-16

Cueto SEC Order 02-04-16

SciClone SEC Complaint 02-04-16

2015

Bristol Myers 10-5-15

Hitachi SEC Complaint 09-28-2015

BNY Mellon SEC 08-18-2015

Garcia SEC Order 08-12-15

Mead Johnson SEC Complaint 07-28-15

Louis Berger Complaint 07-07-15

IAP NPA 6-16-2015

Sigelman Plea Agreement 06-15-15

BHP Billiton SEC Order 05-20-2015

FLIR SEC Order 04-08-15

SEC v. Goodyear Order 2-2015

Hatoum SEC Order 01-22-15

Harder Indictment 01-06-15

2014

Avon SEC Complaint 12-17-14

Bruker SEC Order 12-15-14

Timms Ramahi SEC Order 11-17-14

Bio-Rad SEC Order 11-3-14

Layne Christensen SEC Order 10-27-2014

Smith Wesson Order 07-28-14

Hewlett-Packard SEC Complaint 4-9-14

Marubeni Corp Plea Agreement 3-19-14

Alcoa Criminal Information 1-9-14

Alcoa SEC Order 01-09-14


2013

Archer Daniels Midland SEC complaint 12-20-13

Weatherford SEC Complaint 11-26-13

Ralph Lauren SEC NPA 04-22-13

Parker Drilling SEC Complaint 04-16-13

Jensen-Indictment 04-05-13

Kowalewski-Indictment 04-05-13

2012

Eli Lilly SEC 12-20-12

Allianz SEC 12-18-12

Tyco SEC Complaint 09-24-12

Oracle SEC Complaint 08-16-12

Garth Peterson Sentencing Memo 08-13-12

Pfizer SEC Complaint 08-07-12 

Orthofix SEC Complaint 07-10-12

Nordam NPA 07-06-12

DSS Deferred Prosecution Agreement 06-18-12

Biomet SEC Complaint 03-26-12

Bizjet DPA 03-14-12

Smith & Nephew SEC Complaint 02-06-12

Marubeni Information 01-17-12

Marubeni DPA 01-17-12

2011

Magyar Telekom, Plc. SEC Complaint 12-20-11

Uriel Sharef, et al. Siemens SEC Complaint 12-13-2011

Bridgestone Corporation 09-15-11

Geri Plea Agreement 04-28-11

Comverse Technology Complaint April 2011

JGC Deferred Prosecution Agreement 4-6-11

JGC Information 4-6-11

JGC Statement of Facts 4-6-11

Alvirez Plea Agreement 03-01-11


2010

ABB SEC Complaint

ABB Criminal Information 9-29-10

ABB Jordan Criminal Information 9-29-10

ABB Jordan Deferred Prosecution 9-29-10

ABB Plea Agreement 9-29-10

Aguilar Indictment 09-15-10

Snamprogetti Deferred Prosecution Agreement

Technip Deferred Prosecution Agreement 6-28-10

Technip Indictment 6-28-10

Technip SEC Complaint 6-28-10

Daimler Criminal Information 3-22-10

Daimler Deferred Prosecution 3-22-10

Daimler SEC Complaint 3-22-10

Daimler SEC consent 3-22-10

Daimler Sentencing Memo 3-22-10

Alvirez, Daniel Superseding Information 3-5-10

Innospec Criminal Information 3-10

BAE Plea Agreement 3-1-10

BAE Criminal Information 2-5-10

Bistrong, Richard Information 1-21-10

2009

Alvirez, Daniel Indictment 12-11-09

Benton, Bobby Civil Complaint 12-11-09

O'Shea Indictment 11-16-09



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