FCPA Enforcement Cases
2020
Beam Suntory DPA 10-23-20
Goldman Sachs SEC Order 10-22-20
J&F SEC Order 10-14-20
Sargeant Marine Information 09-22-20
Herbalife SEC Order 08-28-20
World Acceptance SEC Order 08-06-20
Alexion SEC Order 07-02-20
Novartis SEC 06-25-20
ENI SEC Order 04-17-20
Berko SEC Complaint 04-13-20
Cardinal Health SEC Order 02-28-20
2019
Ericsson SEC Complaint 12-06-19
Barclays SEC Order 09-27-19
Quad Graphics SEC order 09-26-19
Juniper SEC Order 08-29-19
Deutsche Bank SEC Order 08-22-19
Microsoft SEC order 07-22-19
Walmart Plea Agreement Statement of Facts 06-20-19
Telefonica Brasil SEC Order 05-09-19
Fresenius SEC Order 03-29-19
Cognizant SEC Order 02-15-19
2018
Polycom SEC Order 12-26-18
Centrais Elétricas Brasileiras S.A. (12/26/18)
Vantage Drilling SEC Order 11-19-18
Stryker SEC 09-28-18
United Technologies SEC 09-12-18
Legg Mason SEC Order 08-27-18
Credit Suisse SEC Order 07-05-18
Panasonic SEC order 04-30-18
Dun and Bradstreet SEC 04-23-18
Kinross SEC 03-26-18
Elbit Imaging SEC 03-09-18
2017
Telia SEC Order 09-21-17
Alere SEC 09-28-17
Halliburton SEC Settlement 07-27-17
Orthofix SEC Order 01-18-17
Rolls Royce DPA 01-17-17
SQM SEC 01-13-17
Biomet SEC Order 01-12-17
2016
General Cable SEC 12-29-16
Teva SEC 12-22-16
Braskem SEC 12-21-16
JP Morgan SEC Order 11-17-16
Embraer SEC Order 10-24-16
GlaxoSmithKline SEC Order 09-30-16
AstraZeneca SEC Order 08-30-16
Lan Airlines SEC 07-25-16
Johnson Controls SEC Order 07-11-16
Analogic SEC 06-21-16
Las Vegas Sands SEC 04-06-16
Novartis SEC 03-23-16
OLA Deferred-Prosecution-Agreement 03-02-16
OCA Deferred-Prosecution-Agreement 03-02-16
Qualcomm SEC Order 03-01-16
Vimpelcom Civil Complaint 02-18-16
PTC SEC Order 02-16-16
Cueto SEC Order 02-04-16
SciClone SEC Complaint 02-04-16
2015
Bristol Myers 10-5-15
Hitachi SEC Complaint 09-28-2015
BNY Mellon SEC 08-18-2015
Garcia SEC Order 08-12-15
Mead Johnson SEC Complaint 07-28-15
Louis Berger Complaint 07-07-15
IAP NPA 6-16-2015
Sigelman Plea Agreement 06-15-15
BHP Billiton SEC Order 05-20-2015
FLIR SEC Order 04-08-15
SEC v. Goodyear Order 2-2015
Hatoum SEC Order 01-22-15
Harder Indictment 01-06-15
2014
Avon SEC Complaint 12-17-14
Bruker SEC Order 12-15-14
Timms Ramahi SEC Order 11-17-14
Bio-Rad SEC Order 11-3-14
Layne Christensen SEC Order 10-27-2014
Smith Wesson Order 07-28-14
Hewlett-Packard SEC Complaint 4-9-14
Marubeni Corp Plea Agreement 3-19-14
Alcoa Criminal Information 1-9-14
Alcoa SEC Order 01-09-14
2013
Archer Daniels Midland SEC complaint 12-20-13
Weatherford SEC Complaint 11-26-13
Ralph Lauren SEC NPA 04-22-13
Parker Drilling SEC Complaint 04-16-13
Jensen-Indictment 04-05-13
Kowalewski-Indictment 04-05-13
2012
Eli Lilly SEC 12-20-12
Allianz SEC 12-18-12
Tyco SEC Complaint 09-24-12
Oracle SEC Complaint 08-16-12
Garth Peterson Sentencing Memo 08-13-12
Pfizer SEC Complaint 08-07-12
Orthofix SEC Complaint 07-10-12
Nordam NPA 07-06-12
DSS Deferred Prosecution Agreement 06-18-12
Biomet SEC Complaint 03-26-12
Bizjet DPA 03-14-12
Smith & Nephew SEC Complaint 02-06-12
Marubeni Information 01-17-12
Marubeni DPA 01-17-12
2011
Magyar Telekom, Plc. SEC Complaint 12-20-11
Uriel Sharef, et al. Siemens SEC Complaint 12-13-2011
Bridgestone Corporation 09-15-11
Geri Plea Agreement 04-28-11
Comverse Technology Complaint April 2011
JGC Deferred Prosecution Agreement 4-6-11
JGC Information 4-6-11
JGC Statement of Facts 4-6-11
Alvirez Plea Agreement 03-01-11
2010
ABB SEC Complaint
ABB Criminal Information 9-29-10
ABB Jordan Criminal Information 9-29-10
ABB Jordan Deferred Prosecution 9-29-10
ABB Plea Agreement 9-29-10
Aguilar Indictment 09-15-10
Snamprogetti Deferred Prosecution Agreement
Technip Deferred Prosecution Agreement 6-28-10
Technip Indictment 6-28-10
Technip SEC Complaint 6-28-10
Daimler Criminal Information 3-22-10
Daimler Deferred Prosecution 3-22-10
Daimler SEC Complaint 3-22-10
Daimler SEC consent 3-22-10
Daimler Sentencing Memo 3-22-10
Alvirez, Daniel Superseding Information 3-5-10
Innospec Criminal Information 3-10
BAE Plea Agreement 3-1-10
BAE Criminal Information 2-5-10
Bistrong, Richard Information 1-21-10
2009
Alvirez, Daniel Indictment 12-11-09
Benton, Bobby Civil Complaint 12-11-09
O'Shea Indictment 11-16-09
The Export Practitioner
The Export Practitioner is the only monthly magazine devoted exclusively to news and analysis of U.S. export controls and trade sanctions.
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